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Todd Phillip Rein

Cetera Advisors LLC

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About Todd Phillip Rein

Todd Phillip Rein is a financial advisor registered with Cetera Advisors LLC. Todd has been in the securities industry since August 16, 1983, and is licensed to conduct business in Connecticut, Delaware, Florida, and Massachusetts. Todd holds the Series 6, Series 63, and SIE licenses. Todd was previously registered with Investors Capital Corp. and MML Investors Services, Inc.

Firm Information

Todd Rein is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Rein’s Registration & Firm History

CT

10/03/2016 - Present

Cetera Advisors LLC (VERNON CT)

CT

04/15/2004 - 10/03/2016

INVESTORS CAPITAL CORP. (EAST HARTFORD CT)

MA

09/24/1983 - 04/26/2004

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

08/17/1983 - 01/02/1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

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Licenses & Designations

BC

Issued 08/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Phillip Rein.
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