Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd OBrien is a financial advisor associated with LPL Financial LLC. Todd has 27 years of experience in the securities industry. Todd has passed the Series 63 and 66 exams and holds FINRA registration. The advisor also has a Series 7 license and has passed the Securities Industry Essentials (SIE) Exam. Todd is registered to offer investment advice and securities products in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
01/04/2022 - Present
LPL Financial LLC (QUEEN CREEK AZ)
AZ
03/28/2003 - 12/09/2021
COLLIERS SECURITIES LLC (QUEEN CREEK AZ)
MN
12/01/2001 - 04/04/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
06/13/1995 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
BOTH
Issued 07/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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