Unclaimed
Todd Langton is a financial advisor in San Jose, CA, registered with Nylife Securities LLC. Todd has been in the financial services industry since 1992 and has experience in various aspects of the industry. Todd holds several licenses, including Series 6, 7, 24, 63, and SIE. Todd is registered in California, Florida, Nevada, and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/17/2009 - Present
Nylife Securities LLC (SAN JOSE CA)
OH
05/03/2007 - 12/19/2008
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
NY
04/18/2000 - 09/30/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
WI
04/01/1992 - 04/11/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
04/01/1992 - 04/11/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MA
08/27/1990 - 01/31/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 05/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 03/21/1995
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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