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Todd Paul Kaplan

Centerview Partners LLC

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About Todd Paul Kaplan

Todd Kaplan is a financial advisor with Centerview Partners LLC in San Francisco, California. Todd has been in the industry since 1986, and has a wealth of experience in the securities industry. Todd holds licenses for Series 7, Series 24, Series 62, Series 63, and Series 79TO, and is registered to sell securities in California. Prior to joining Centerview Partners LLC, Todd worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Todd Kaplan is currently registered with Centerview Partners LLC. Centerview Partners LLC is a Limited Liability Company formed on February 25, 2004. The firm is registered in California and New York and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Kaplan’s Registration & Firm History

CA

11/19/2018 - Present

Centerview Partners LLC (SAN FRANCISCO CA)

CA

03/17/2010 - 11/06/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

IL

03/17/2010 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (CHICAGO IL)

IL

04/15/2009 - 01/21/2010

CITADEL SECURITIES LLC (CHICAGO IL)

IL

10/14/1986 - 12/08/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Paul Kaplan.
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