Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Patton is a financial advisor with Fidelity Personal And Workplace Advisors. Todd has been in the financial services industry since 1998. Todd has Series 63, 66, 7, 9, 10, 31, and SIE licenses and has a strong track record of helping clients reach their financial goals. He is experienced working with individuals, families, businesses, and trusts. Todd is a registered representative in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
10/14/2021 - Present
Fidelity Personal AND Workplace Advisors (MORRISTOWN NJ)
NJ
05/07/2019 - 10/05/2021
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
12/14/2009 - 03/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EDISON NJ)
NY
08/14/2006 - 10/07/2009
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NJ
03/09/2005 - 08/15/2006
ALLIANCEBERNSTEIN INVESTMENTS, INC. (SECAUCUS NJ)
NY
12/07/2000 - 02/16/2005
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
04/04/1991 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
NY
10/17/1990 - 03/12/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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