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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Patrick Kennedy is a financial advisor with UBS Financial Services Inc. Todd has been in the financial services industry since 1993. He is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 31, and SIE licenses. Todd is also registered with the state of Georgia and Texas. Todd has experience providing financial advice to individuals, businesses, and institutions. His services include financial planning, portfolio management, and investment advisory services. He has a strong track record of providing quality financial advice to his clients. Todd has been with UBS Financial Services Inc. since 2000. Previous to UBS, he worked at J.C. Bradford & Co., Paine Webber Incorporated and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
09/11/2007 - Present
UBS Financial Services Inc. (ATLANTA GA)
NY
01/03/1997 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NJ
10/27/1993 - 01/14/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/08/1993 - 10/19/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 04/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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