Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Murphy Phillips is a financial professional with over 25 years of experience in the industry. Todd is currently registered with Calton & Associates, Inc. in Houston, Texas. Prior to that, Todd was employed at IMS Securities, Inc., United Planners' Financial Services of America A Limited Partner, and Guardian Investor Services Corporation. Todd has passed several exams including the Series 6, Series 63, and SIE. Todd specializes in providing financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
11/15/2017 - Present
Calton & Associates, Inc. (Houston TX)
TX
08/20/2010 - 11/09/2017
IMS SECURITIES, INC. (HOUSTON TX)
TX
08/12/1997 - 09/30/2008
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (HOUSTON TX)
NY
03/05/1991 - 08/12/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 04/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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