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Todd Mitchell Cohen

Aegis Capital Corp.

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About Todd Mitchell Cohen

Todd Mitchell Cohen is a financial professional with over 25 years of experience in the industry. Todd has a strong background in securities and investments. Todd is currently registered with Aegis Capital Corp., and previously held positions with Paulson Investment Company, Inc., GunnAllen Financial, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, and Lehman Brothers Inc. Todd is dedicated to providing comprehensive financial advice and guidance to his clients.

Firm Information

Todd Cohen is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Todd Cohen’s Registration & Firm History

NY

02/29/2012 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

01/04/2010 - 02/29/2012

PAULSON INVESTMENT COMPANY, INC. (HAUPPAUGE NY)

NY

02/09/2007 - 01/13/2010

GUNNALLEN FINANCIAL, INC (HAUPPAUGE NY)

NY

07/01/2003 - 02/12/2007

WACHOVIA SECURITIES, LLC (MELVILLE NY)

NY

06/05/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

09/12/1997 - 05/20/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/12/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 6 public disclosures for Todd Mitchell Cohen. Review regulatory record here.
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