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Todd Michael Wallace

Vanguard Marketing Corp.

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About Todd Michael Wallace

Todd Michael Wallace is a financial advisor with over 20 years of experience in the industry. Todd currently works at Vanguard Marketing Corp. as a registered representative since July 2018. Previously, Todd worked at Delaware Distributors, L.P., Sentinel Financial Services Company, Gartmore Distribution Services, Inc., and Conseco Equity Sales, Inc. Todd holds multiple licenses and certifications, including Series 6, 7, 26, 63, and 66, and the SIE Exam. Todd is registered in 53 states and is dedicated to providing clients with personalized financial guidance.

Firm Information

Todd Wallace is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Wallace’s Registration & Firm History

PA

07/27/2018 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

02/18/2014 - 06/14/2018

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

VT

08/04/2005 - 05/02/2012

SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)

OH

09/20/2002 - 07/26/2005

GARTMORE DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

IN

03/27/1997 - 07/17/2002

CONSECO EQUITY SALES, INC. (CARMEL IN)

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Licenses & Designations

BOTH

Issued 06/13/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2000

Series 7 - General Securities Representative Examination

BC

Issued 03/26/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Michael Wallace.
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