Unclaimed
Todd Michael Scott is an Investment Advisor Representative and a Registered Representative with Cetera Investment Advisers LLC. Todd has been in the financial services industry since 1999. Todd is registered with the state of Michigan as an Investment Advisor Representative and as a Registered Representative. Todd is also registered with the state of Texas as an Investment Advisor Representative. Todd has passed the Series 6, Series 63, Series 65, and SIE exams. Todd's current firm Cetera Investment Advisers LLC is a financial services firm that provides a variety of financial services, including investment advisory services, brokerage services, and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
06/29/2023 - Present
Cetera Investment Advisers LLC (MARQUETTE MI)
MI
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MARQUETTE MI)
IA
05/16/2001 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NJ
01/27/2000 - 05/14/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
GA
11/29/1999 - 01/24/2000
PFS INVESTMENTS INC. (DULUTH GA)
NJ
10/12/1999 - 10/20/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 4/2/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/6/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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