Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Michael Perry is a registered representative with Wells Fargo Clearing Services, LLC. Todd Perry has been in the financial services industry for over 25 years. Prior to joining Wells Fargo Clearing Services, LLC, Todd Perry worked as a registered representative at UBS Financial Services Inc. He is licensed to provide investment advice and securities brokerage services in a variety of states. Todd Perry specializes in providing investment advice and portfolio management services to individuals and businesses. He also has experience in providing financial planning services. Todd Perry is committed to providing his clients with personalized investment advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
11/14/2022 - Present
Wells Fargo Clearing Services, LLC (SHORT HILLS NJ)
NY
10/17/2008 - 11/15/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
11/08/2002 - 11/13/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/30/1998 - 11/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/22/1997 - 12/15/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 11/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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