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Todd Michael Kennedy

BGC Financial, LP

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About Todd Michael Kennedy

Todd Michael Kennedy is a securities professional with over 25 years of experience in the financial industry. Todd has a strong background in trading and operations, and he is currently registered with BGC Financial, LP. Todd has held previous roles at Momentum Trading Partners, LLC, GFI Securities LLC, Refco Securities, LLC, Prudential Equity Group, LLC, Carl P. Sherr and Company, and First Data Distributors, Inc. Todd holds Series 6, 7, 55, 57TO, 99TO, and SIE licenses. Todd is registered with the state of Connecticut, Massachusetts, and New York.

Firm Information

Todd Kennedy is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Kennedy’s Registration & Firm History

NY

10/01/2012 - Present

BGC Financial, LP (NEW YORK NY)

NY

05/01/2008 - 07/30/2012

MOMENTUM TRADING PARTNERS, LLC (GREAT NECK NY)

NY

07/08/2005 - 05/28/2008

GFI SECURITIES LLC (NEW YORK NY)

NY

12/01/2004 - 07/08/2005

REFCO SECURITIES, LLC (NEW YORK NY)

NY

12/08/2000 - 07/28/2004

PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)

MA

08/25/1997 - 11/15/2000

CARL P. SHERR AND COMPANY (WORCESTER MA)

ME

03/12/1997 - 12/09/1997

FIRST DATA DISTRIBUTORS, INC. (PORTLAND ME)

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Licenses & Designations

BC

Issued 05/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/15/1997

Series 7 - General Securities Representative Examination

BC

Issued 03/10/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Todd Michael Kennedy.
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