Unclaimed
Todd Gindy is a financial advisor with over 30 years of experience in the financial services industry. Todd is registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2007. Prior to that, Todd worked at Robert W. Baird & Co. Incorporated and Robert Thomas Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
07/13/2007 - Present
Northwestern Mutual Investment Services, LLC (WOODLAND HLS CA)
WI
02/20/1991 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
FL
02/01/1990 - 11/30/1990
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
CA
08/20/1987 - 02/08/1990
MUNICICORP OF CALIFORNIA (WOODLAND HILLS CA)
BOTH
Issued 04/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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