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Todd Michael Driscoll

Wells Fargo Clearing Services, LLC

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About Todd Michael Driscoll

Todd Michael Driscoll is a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Todd has been in the industry since 2000. Todd is registered in Texas and has passed the Series 7, Series 9, Series 10, Series 24, Series 31, Series 63 and Series 65 exams. Previously, Todd has worked at PNC Investments, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Guaranty Brokerage Services, Inc., Countrywide Investment Services, Inc., TD Waterhouse Investor Services, Inc., Banc One Securities Corporation, and Dean Witter Reynolds Inc.

Firm Information

Todd Driscoll is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Todd Driscoll’s Registration & Firm History

TX

02/03/2025 - Present

Wells Fargo Clearing Services, LLC (HOUSTON TX)

TX

08/16/2021 - 05/24/2022

PNC INVESTMENTS (CONROE TX)

TX

05/16/2013 - 08/16/2021

BBVA SECURITIES INC. (MONTGOMERY TX)

TX

08/13/2008 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (CONROE TX)

TX

04/11/2008 - 07/29/2008

GUARANTY BROKERAGE SERVICES, INC. (HOUSTON TX)

TX

01/21/2004 - 03/17/2008

COUNTRYWIDE INVESTMENT SERVICES, INC. (HOUSTON TX)

NE

10/12/2000 - 01/07/2004

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

IL

04/14/1999 - 08/30/1999

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NY

07/17/1998 - 01/27/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 09/29/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/27/2004

Series 24 - General Securities Principal Examination

BC

Issued 05/19/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/24/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 07/16/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Michael Driscoll.
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