Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Michael Brandt is a financial professional with over 20 years of experience in the industry. Currently, Todd is a Registered Representative with State Street Global Markets, LLC. Prior to this role, Todd held positions at several other firms including Jefferies LLC, J.P. Morgan Securities LLC, Barclays Capital Inc., Morgan Stanley & Co. Incorporated and UBS Securities LLC. Todd holds Series 4, 7, 24, 55, 57TO and SIE licenses and is a registered Principal and Trader.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/22/2024 - Present
State Street Global Markets, LLC (BOSTON MA)
NY
04/14/2020 - 03/29/2022
JEFFERIES LLC (NEW YORK NY)
NY
06/09/2015 - 05/02/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/07/2011 - 05/02/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/13/2006 - 06/10/2011
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/28/2005 - 03/21/2006
UBS SECURITIES LLC (NEW YORK NY)
CT
07/12/2004 - 02/15/2006
UBS CAPITAL MARKETS L.P. (STAMFORD CT)
WI
04/09/2003 - 07/09/2004
INVEST FINANCIAL CORPORATION (APPLETON WI)
CT
03/24/2000 - 12/31/2002
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
TX
03/26/1998 - 03/23/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
FL
02/20/1997 - 03/13/1998
JW CHARLES CLEARING CORP. (BOCA RATON FL)
NY
07/22/1996 - 12/16/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
11/17/1995 - 06/03/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/14/1995 - 10/24/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/22/1994 - 10/25/1994
STATE DISCOUNT BROKERS, INC. (BEDMINSTER NJ)
MI
08/12/1992 - 07/27/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
AZ
01/08/1991 - 03/04/1991
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MN
04/24/1990 - 02/01/1991
OFFERMAN & CO., INC. (MINNEAPOLIS MN)
BC
Issued 06/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2006
Series 4 - Registered Options Principal Examination
BC
Issued 12/20/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/01/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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