Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Michael Baumgartner is a financial professional with over 40 years of experience in the industry. Todd has worked with Northwestern Mutual Investment Services, LLC since 6/8/1981 and is registered with the state of North Dakota and Minnesota. Todd previously worked with Robert W. Baird & Co. Incorporated from 2/17/1987 to 1/1/2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
ND
06/08/1981 - Present
Northwestern Mutual Investment Services, LLC (BISMARCK ND)
WI
02/17/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
10/09/1986 - 03/09/1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
NA
03/14/1983 - 01/06/1984
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
BC
Issued 01/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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