Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Ashworth is a registered representative and investment advisor representative with over 10 years of experience in the financial services industry. Todd is currently registered with Raymond James Financial Services Advisors, Inc., working out of their Hickory, NC branch office. Before that, Todd worked for Capital Investment Group, Inc. in Hickory, NC from September 2009 until June 2015. Todd has passed several industry exams including the Series 7, Series 66, Series 9 and Series 10 exams. Todd is also registered as an Investment Advisor Representative in 25 states across the U.S. Todd has experience in financial planning, portfolio management for both individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
06/16/2015 - Present
Raymond James Financial Services Advisors, Inc. (HICKORY NC)
NC
09/17/2009 - 06/15/2015
CAPITAL INVESTMENT GROUP, INC. (HICKORY NC)
BOTH
Issued 10/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/13/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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