Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Mercer is a financial advisor with Sanctuary Advisors, LLC. Todd Mercer has been working in the financial industry since 1994. Todd Mercer is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Todd Mercer is a Series 7, Series 24, Series 63 and Series 65 licensed advisor. Todd Mercer provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
12/12/2021 - Present
Sanctuary Advisors, LLC (Louisville KY)
KY
11/02/2012 - 12/10/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOUISVILLE KY)
KY
09/17/2007 - 11/12/2012
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
KY
03/16/2001 - 09/18/2007
MORGAN KEEGAN & COMPANY, INC. (LOUISVILLE KY)
OH
03/27/1999 - 05/18/2001
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
05/18/1998 - 03/27/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
08/03/1998 - 10/16/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
10/06/1995 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
OH
06/01/1996 - 05/28/1998
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NA
10/04/1995 - 06/01/1996
NATIONAL CITY INVESTMENTS CORPORATION
NY
10/08/1992 - 12/01/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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