Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Maxwell Cooke is a registered Investment Advisor Representative and a Broker with Kovack Advisors, Inc. located in Greenwell Springs, LA. Todd is a seasoned professional with over 35 years of experience in the financial services industry. Todd has extensive experience in investment advisory, financial planning, and portfolio management. Todd holds the Series 3, 7, 24, 63, and 65 licenses. He is registered in 11 states: Alabama, Arkansas, Florida, Iowa, Louisiana, Massachusetts, Mississippi, Nebraska, North Carolina, and Texas. Prior to joining Kovack Advisors, Inc., Todd was affiliated with several other firms, including Ogilvie Security Advisors Corporation, Portfolio Asset Mgt/USA Financial Group Inc., FSC Securities Corporation, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/12/2021 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
IL
10/11/1993 - 05/25/2004
OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)
TX
07/30/1991 - 11/01/1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC. (EL PASO TX)
GA
02/23/1989 - 04/19/1991
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
06/24/1987 - 03/15/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/12/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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