Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Matthew Glasband is a securities professional with over 18 years of experience in the financial industry. Currently registered with Tradition Securities And Derivatives LLC, Todd has a broad range of experience in various financial markets. His expertise includes equity trading, options trading, and general securities. Todd holds several industry licenses including Series 7, Series 24, Series 4, Series 55, and Series 57TO. He is also licensed in ten states, including California, Connecticut, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania, and Puerto Rico. Before joining Tradition Securities And Derivatives LLC, Todd worked for EXANE, INC., and Heights Partners, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/06/2022 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
05/22/2007 - 01/28/2022
EXANE, INC. (NEW YORK NY)
NY
02/18/2004 - 07/06/2007
HEIGHTS PARTNERS, INC. (NEW YORK NY)
BC
Issued 08/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/12/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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