Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Gaertner is a financial advisor who has been in the industry since February 1998. Todd is currently registered with Fidelity Personal And Workplace Advisors. He is also registered in 26 states and holds several licenses. Prior to working at Fidelity Personal And Workplace Advisors, Todd worked at Fidelity Investments Institutional Services Company, Inc., Citigroup Global Markets Inc., Cummins Financial Corporation, Schwab Capital Markets L.P., M. H. Meyerson & Co., Inc., Maidstone Financial, Inc., Worldco, L.L.C., First Hanover Securities, Inc., The Wellington Group, Inc., and M.S. Farrell & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (NEW HILL NC)
NC
06/27/2007 - 07/18/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (DURHAM NC)
NY
06/16/2005 - 06/27/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/16/2004 - 04/12/2005
CUMMINS FINANCIAL CORPORATION (NEW YORK NY)
CT
03/10/2000 - 12/31/2002
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NJ
11/25/1997 - 03/01/2000
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NY
09/29/1997 - 10/21/1997
MAIDSTONE FINANCIAL, INC. (NEW YORK NY)
NY
04/16/1997 - 10/08/1997
WORLDCO, L.L.C. (NEW YORK NY)
NY
10/03/1995 - 10/11/1996
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
NY
11/18/1994 - 05/11/1995
THE WELLINGTON GROUP, INC. (NEW YORK NY)
NY
12/15/1993 - 11/22/1994
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
IA
Issued 04/29/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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