Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Bowman is a financial advisor with over 20 years of experience in the industry. Todd is registered to provide investment advice in 17 states and is currently employed by UBS Financial Services Inc., where Todd has been with the company since 2004. Previously, Todd has worked at NatCity Investments, Inc., NatCity Insurance Services, Inc., Fifth Third Securities, Inc., and Old Kent Financial Advisors. Todd provides financial planning and portfolio management services to individuals, businesses, high-net-worth individuals, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
03/21/2017 - Present
UBS Financial Services Inc. (GRAND RAPIDS MI)
OH
07/17/2001 - 04/01/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
07/17/2001 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
OH
05/02/2001 - 07/26/2001
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MI
07/26/2000 - 05/02/2001
OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)
TX
03/11/1999 - 07/21/2000
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
BOTH
Issued 04/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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