Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Maloy Smith is a financial advisor with over 30 years of experience in the industry. Todd Maloy Smith is currently registered with Equitable Advisors, LLC and has been with the firm since March 2001. Todd Maloy Smith has held previous roles with Advest, Inc. and Nomura Securities International, Inc. Todd Maloy Smith specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/28/2019 - Present
Equitable Advisors, LLC (MORRISTOWN NJ)
CT
01/01/1999 - 04/11/2000
ADVEST, INC. (HARTFORD CT)
NY
03/13/1989 - 02/20/1998
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
IA
Issued 04/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1997
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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