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Todd M Temple

Northwestern Mutual Investment Services, LLC

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About Todd M Temple

Todd Temple is a financial advisor with Northwestern Mutual Investment Services, LLC. Todd has been working in the financial industry since 2001. Todd holds Series 6, 7TO, and SIE securities licenses and is registered to provide investment advice in Arizona, California, Florida, Massachusetts, Minnesota, Nevada, Oregon, Texas, and Washington. Todd is also registered as an Investment Advisor Representative in Texas. Todd has experience in financial planning, investment research, and referrals to other advisers. Todd may also earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Todd Temple is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1 RIVERWAY STE 900

HOUSTON, TX 77056

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Todd Temple’s Registration & Firm History

TX

04/15/2021 - Present

Northwestern Mutual Investment Services, LLC (HOUSTON TX)

WI

10/23/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 10/24/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Todd M Temple. Review regulatory record here.
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