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Todd M Szura

Athene Securities, LLC

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About Todd M Szura

Todd Szura is a financial professional who has been in the industry since February 19, 2006. Todd is currently registered with Athene Securities, LLC and is located in West Des Moines, IA. Todd has a Series 7, Series 63 and SIE. Prior to joining Athene Securities, LLC, Todd worked at Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Barclays Capital Inc. and Citigroup Global Markets Inc.

Firm Information

Todd Szura is currently registered with Athene Securities, LLC. Athene Securities, LLC is a Limited Liability Company formed on April 21, 2006. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

191

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Szura’s Registration & Firm History

IA

05/12/2022 - Present

Athene Securities, LLC (WEST DES MOINES IA)

NY

03/11/2022 - 05/10/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/24/2015 - 09/10/2019

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

07/29/2010 - 06/12/2014

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/25/2009 - 07/29/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

02/07/2001 - 06/23/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/12/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd M Szura.
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