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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd M. Klein is a financial advisor at LPL Financial LLC with over 20 years of experience in the industry. Todd M. Klein specializes in providing financial planning, portfolio management, and other advisory services to individuals, families, and businesses. Todd M. Klein holds the Series 6 and Series 63 licenses and is also a Certified Financial Planner. Todd M. Klein is registered to provide investment advice in 24 states and is also an Investment Advisor Representative in South Dakota and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
09/11/2023 - Present
LPL Financial LLC (RAPID CITY SD)
SD
09/01/2023 - 09/18/2023
OSAIC WEALTH, INC. (RAPID CITY SD)
SD
07/28/2015 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (RAPID CITY SD)
SD
05/23/2008 - 07/31/2015
FINTEGRA, LLC (RAPID CITY SD)
SD
02/03/2003 - 05/28/2008
QUESTAR CAPITAL CORPORATION (RAPID CITY SD)
BC
Issued 02/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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