Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Leonard Sherman is a financial advisor with over 28 years of experience in the industry. Todd is registered with Raymond James & Associates, Inc., and is licensed in multiple states, including Florida, New Jersey, and Texas. Prior to joining Raymond James, Todd worked for Morgan Stanley, Citigroup Global Markets Inc., and UBS Financial Services Inc. Todd holds the Series 7, Series 63, and Series 65 licenses and is also a holder of the SIE exam. Todd is committed to providing comprehensive financial advice to his clients, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/06/2017 - Present
Raymond James & Associates, Inc. (MOUNT LAUREL NJ)
NJ
06/01/2009 - 01/30/2017
MORGAN STANLEY (MT. LAUREL NJ)
NJ
11/09/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MT. LAUREL NJ)
NJ
10/04/2002 - 11/21/2007
UBS FINANCIAL SERVICES INC. (MT. LAUREL NJ)
NY
09/08/1994 - 10/08/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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