Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Dougherty is a financial professional with over 20 years of experience in the industry. He is currently registered with Athene Securities, LLC in West Des Moines, Iowa. He has previously held positions with several other financial firms including AIG Capital Services, Inc., Riversource Distributors, Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company, Integrity Funds Distributor, Inc., USAllianz Investor Services, LLC, Wilbanks Securities, Inc., National Planning Corporation, and Pruco Securities Corporation. He has a broad range of experience in the financial services industry and holds the Series 6, Series 26, and Series 63 licenses. Todd is committed to providing his clients with the highest level of service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
01/27/2020 - Present
Athene Securities, LLC (WEST DES MOINES IA)
NJ
11/04/2010 - 10/25/2019
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MN
01/01/2007 - 08/14/2010
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
09/15/2004 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/15/2004 - 12/31/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
ND
11/10/2003 - 07/27/2004
INTEGRITY FUNDS DISTRIBUTOR, INC. (MINOT ND)
MN
04/24/2001 - 11/13/2003
USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)
OK
10/11/2000 - 12/19/2000
WILBANKS SECURITIES, INC. (OKLAHOMA CITY OK)
CA
09/12/2000 - 10/10/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NJ
09/20/1994 - 05/15/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 05/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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