Unclaimed
Todd Rabell-o'halloran is an investment advisor representative at Thrivent Investment Management Inc. Todd has been in the securities industry since August 15, 2005 and has a Series 6, Series 7, and Series 63 license. Todd is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) and holds active registrations in Minnesota and Texas. Todd specializes in working with high-net-worth individuals, corporations and other businesses, churches and non-profit sharing retirement accounts, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
06/21/2023 - Present
Thrivent Investment Management Inc. (Hastings MN)
WI
03/25/2011 - 01/02/2014
PFS INVESTMENTS INC. (RIVER FALLS WI)
MN
05/04/2005 - 12/31/2010
PFS INVESTMENTS INC. (MENDOTA HEIGHTS MN)
IA
Issued 03/31/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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