Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Johnston is a registered representative with Wells Fargo Clearing Services, LLC. Todd has been in the financial services industry since January 17, 1996. Todd is licensed to offer securities and investment advisory services in 15 states, including California, Colorado, Florida, Georgia, Maryland, Missouri, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Virginia, and West Virginia. Todd has passed the Series 63, Series 65, Series 7 and SIE exams. Todd has been affiliated with Wells Fargo Clearing Services, LLC since November 2016, and previously worked at First Union Capital Markets Corp. and Dean Witter Reynolds Inc. Todd also owns a rental property through Hartnett LLC. Todd has a specialization in Portfolio Management for Individuals, Portfolio Management for Businesses, Selection of Other Advisors, Pension Consulting, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/11/2004 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
06/30/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
06/08/1998 - 06/30/1998
WHEAT, FIRST SECURITIES, INC.
NY
01/18/1996 - 06/10/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/06/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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