Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Jonathan Harris is a financial advisor registered with Cambridge Investment Research Advisors, Inc. Todd has been a registered financial advisor since 1999 and holds FINRA Series 6, 7, 63, 65, and SIE licenses. Todd has worked with LPL Financial LLC and The Leaders Group, Inc. Todd specializes in providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
10/31/2015 - Present
Cambridge Investment Research Advisors, Inc. (Bettendorf IA)
IA
08/23/2006 - 10/14/2015
LPL FINANCIAL LLC (BETTENDORF IA)
CO
04/29/2004 - 08/17/2006
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
03/21/2003 - 01/22/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
11/22/2000 - 04/01/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NY
11/16/1999 - 11/13/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
KS
04/19/1999 - 11/02/1999
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 03/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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