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Todd John Ostendorf

T3 Trading Group, LLC

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About Todd John Ostendorf

Todd Ostendorf is a registered representative of T3 Trading Group, LLC. Todd has been in the financial services industry since August 4, 1994. Todd has passed the Series 63, SIE, Series 57, and Series 7 exams. Todd is currently registered with FINRA and has a firm B/C scope of "Active."

Firm Information

Todd Ostendorf is currently registered with T3 Trading Group, LLC. T3 Trading Group, LLC is a Limited Liability Company formed in June 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Ostendorf’s Registration & Firm History

NY

10/21/2019 - Present

T3 Trading Group, LLC (NEW YORK NY)

NY

04/27/2018 - 10/18/2019

T3 TRADING GROUP, LLC (NEW YORK NY)

MN

06/20/1994 - 03/13/2018

AMERIPRISE FINANCIAL SERVICES, INC. (MELROSE MN)

MN

08/12/1994 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2018

Series 57 - Securities Trader Exam

BC

Issued 04/11/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Todd John Ostendorf. Review regulatory record here.
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