Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Carter is a financial professional with over 20 years of experience in the industry. Todd is currently registered with Houlihan Lokey Capital, Inc. in California and Idaho and is a Series 7, 24, 63, and 79TO licensed representative. Todd has previously held roles at Houlihan Lokey Advisors, LLC, Robertson Stephens, Inc., Volpe, Welty & Company, A California Limited Partnership, and Prudential-Bache Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/17/2021 - Present
Houlihan Lokey Capital, Inc. (San Francisco CA)
CA
11/24/2003 - 04/22/2024
HOULIHAN LOKEY ADVISORS, LLC (SAN FRANCISCO CA)
CA
11/13/1998 - 08/19/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
11/12/1992 - 06/11/1993
VOLPE, WELTY & COMPANY, A CALIFORNIA LIMITED PARTNERSHIP (SAN FRANCISCO CA)
NA
01/24/1989 - 04/03/1989
PRUDENTIAL-BACHE SECURITIES INC.
BC
Issued 05/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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