Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Johannes Vollmer is a financial professional with over 25 years of experience in the industry. Todd's career started in 1993 and has included employment at several firms, including Fleming, Anderson, Cohen & Lee, Inc., Gemisys Securities Corporation, and First Matrix Investment Services Corp. Currently, Todd is affiliated with Broadridge Business Process Outsourcing, LLC, a firm with a strong reputation in the industry. He has earned the Series 63, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/02/2002 - Present
Broadridge Business Process Outsourcing, LLC (DENVER CO)
CO
08/06/1998 - 02/18/2003
FIRST MATRIX INVESTMENT SERVICES CORP. (DENVER CO)
CO
02/05/1997 - 12/23/1997
GEMISYS SECURITIES CORPORATION (CENTENNIAL CO)
CO
03/30/1993 - 02/11/1995
FLEMMING, ANDERSON, COHEN & LEE, INC. (LITTLETON CO)
BC
Issued 04/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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