Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Jeremy Wartman is a financial advisor with over 27 years of experience in the industry. Todd is registered to provide investment advice in Kentucky, Pennsylvania, and several other states. Todd currently works with Lincoln Investment and Capital Analysts. Todd has held prior positions with Capital Analysts, Incorporated, Fifth Third Securities, Inc., Carillon Investments, Inc., and Fidelity Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
01/03/2025 - Present
Lincoln Investment (Union KY)
OH
09/07/2007 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
OH
11/08/2002 - 08/24/2007
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
04/13/1999 - 11/01/2002
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
RI
10/24/1995 - 04/01/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 05/08/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/01/2005
Series 4 - Registered Options Principal Examination
BC
Issued 07/13/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Todd Wartman is the right advisor for you? Invested Better is here to help.
