Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd James Cook is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Todd has been in the financial services industry since 1986. Todd is registered with the state of Utah and several other states. Todd is a Series 7 and Series 63 license holder and a Series 65 license holder. In addition to his work with Wells Fargo Clearing Services, LLC, Todd is also involved in various other business interests, including real estate management and oil and gas investments. Todd's experience and dedication to the financial services industry make him a valuable asset to Wells Fargo Clearing Services, LLC clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
11/26/2003 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
NY
06/05/1986 - 03/08/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 07/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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