Unclaimed
Todd James Bauman is a financial professional with over 20 years of experience in the financial services industry. Todd is currently registered with State Farm VP Management Corp. and has previously worked for Securities America, Inc., OneAmerica Securities, Inc., and American United Life Insurance Company. Todd has held licenses in multiple states and has passed the Series 6, Series 26, and SIE exams. Todd is registered in Idaho, Oregon, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
09/20/2004 - Present
State Farm VP Management Corp. (Walla Walla WA)
IL
12/18/2002 - 07/14/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NE
08/01/2002 - 09/06/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
IN
02/27/2001 - 07/25/2002
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
02/27/2001 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
BC
Issued 02/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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