Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd J. Holder is a financial professional with over 17 years of experience in the securities industry. Todd is currently registered with TD Securities (usa) LLC and has been associated with the firm since June 2016. Prior to joining TD Securities (usa) LLC, Todd worked at UBS Securities LLC and Banc of America Securities LLC. Todd holds Series 7, Series 24, Series 63, Series 79TO and SIE licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2016 - Present
TD Securities (usa) LLC (New York NY)
NY
04/14/2010 - 05/13/2016
UBS SECURITIES LLC (NEW YORK NY)
NY
04/05/2005 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 03/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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