Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Barden is a financial advisor in Wauwatosa, Wisconsin, with over 30 years of experience in the financial services industry. Todd has held positions at several firms including Morgan Stanley, UBS Financial Services Inc., Raymond James & Associates, Inc., and AXA Advisors, LLC. Todd is currently registered with Principal Securities, Inc., and is a Certified Financial Planner. Todd specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
WI
06/07/2023 - Present
Principal Securities, Inc. (WAUWATOSA WI)
WI
07/22/2016 - 03/06/2023
MORGAN STANLEY (Milwaukee WI)
WI
10/13/2011 - 08/12/2016
UBS FINANCIAL SERVICES INC. (BROOKFIELD WI)
WI
01/20/2010 - 10/17/2011
RAYMOND JAMES & ASSOCIATES, INC. (DELAFIELD WI)
WI
10/25/1990 - 01/20/2010
AXA ADVISORS, LLC (MILWAUKEE WI)
NY
10/25/1990 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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