Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Hutson Smith is a financial advisor with over 30 years of experience in the industry. Currently, Todd Hutson Smith is registered with LPL Financial LLC in Newbury Park, CA. Todd Hutson Smith has previously worked with several other firms including National Planning Corporation, Financial Network Investment Corporation and SunAmerica Securities, Inc. Todd Hutson Smith holds the Series 7, Series 63 and Series 65 licenses. Todd Hutson Smith offers financial planning and portfolio management for individuals and businesses, as well as pension consulting and educational seminars. In addition to being a financial advisor, Todd Hutson Smith is a musical DJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2017 - Present
LPL Financial LLC (NEWBURY PARK CA)
CA
08/26/2009 - 11/29/2017
NATIONAL PLANNING CORPORATION (CALABASAS CA)
CA
01/09/2009 - 08/28/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (SANTA BARBARA CA)
CA
10/20/1999 - 01/05/2009
NATIONAL PLANNING CORPORATION (CALABASAS CA)
AZ
09/25/1997 - 10/15/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
FL
08/17/1995 - 08/20/1997
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NY
06/30/1989 - 08/07/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
07/18/1986 - 12/08/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/18/1986 - 12/08/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
12/21/1984 - 07/17/1986
TITAN CAPITAL CORPORATION
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Todd Smith is the right advisor for you? Invested Better is here to help.
