Unclaimed
Todd Leatherman is a financial advisor who has been in the industry since 2003. Todd is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 7, 9, 10, 63, and SIE licenses. Todd previously worked at Charles Schwab & Co., Inc., Edward Jones, A I M Distributors, Inc., Invesco Distributors, Inc., and Janus Distributors, Inc. Todd has been registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/10/2021 - Present
Fidelity Brokerage Services LLC (FIRESTONE CO)
CO
11/28/2006 - 08/12/2016
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
MO
05/11/2006 - 08/09/2006
EDWARD JONES (ST. LOUIS MO)
TX
09/01/2003 - 05/02/2006
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TX
06/20/2000 - 09/01/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
CO
10/22/1997 - 05/25/2000
JANUS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 08/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/06/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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