linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Todd Hanton Kennedy

Herbert J. Sims & CO, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Todd? Claim Your Profile

About Todd Hanton Kennedy

Todd Hanton Kennedy is a financial advisor with over 30 years of experience in the industry. Todd is currently registered with Herbert J. Sims & CO, Inc. and has previously worked for firms such as THE OAK RIDGE FINANCIAL SERVICES GROUP, INC., PRIMEVEST FINANCIAL SERVICES, INC. and WELLS FARGO BROKERAGE SERVICES, L.L.C. Todd has a strong track record of providing comprehensive financial advice to his clients. He is committed to helping his clients achieve their financial goals.

Firm Information

Todd Kennedy is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Todd Kennedy’s Registration & Firm History

MN

05/05/2011 - Present

Herbert J. Sims & CO, Inc. (BLOOMINGTON MN)

MN

10/13/2009 - 05/03/2011

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (GOLDEN VALLEY MN)

MN

07/01/2005 - 11/10/2006

PRIMEVEST FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

05/05/2003 - 07/01/2005

MARSHALL FINANCIAL, INC. (MINNEAPOLIS MN)

MN

01/29/2001 - 05/05/2003

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

CA

12/13/2000 - 05/05/2003

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

MN

08/11/2000 - 12/13/2000

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

MN

05/27/1997 - 08/04/2000

R.J. STEICHEN & COMPANY (MINNEAPOLIS MN)

NJ

10/04/1994 - 05/20/1997

ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)

MN

06/26/1992 - 09/12/1994

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NA

08/29/1986 - 06/25/1992

MARQUETTE FINANCIAL SERVICES, INC.

NA

06/07/1982 - 12/06/1985

DEAN WITTER REYNOLDS INC.

NA

10/02/1981 - 11/01/1983

IRI SECURITIES CORPORATION

NA

11/19/1981 - 05/14/1982

ALSTEAD, STRANGIS AND DEMPSEY INCORPORATED

Not sure if Todd Hanton Kennedy is right for you?

Licenses & Designations

BC

Issued 11/13/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Hanton Kennedy.
Not sure if Todd Hanton Kennedy is right for you?