Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Smalling is a financial professional with over 13 years of experience in the securities industry. Todd holds licenses including Series 7, Series 55, Series 57TO, and Series 63. Todd currently works at Btig, LLC, a company providing financial services. Prior to joining Btig, LLC, Todd worked at J.P. Morgan Securities LLC. Todd has held registrations in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/19/2011 - Present
Btig, LLC (New York NY)
NY
10/14/2009 - 12/09/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 10/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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