Unclaimed
Todd Griffith Whitley is an investment professional with over 14 years of experience in the financial services industry. Todd has a strong background in securities and investment advisory services. He is currently registered with Northwestern Mutual Investment Services, LLC in Greenville, South Carolina. Todd's expertise includes investment advisory services and has a wide range of licenses and certifications, including Series 6, 7, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
06/21/2012 - Present
Northwestern Mutual Investment Services, LLC (GREENVILLE SC)
IA
Issued 06/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/03/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Todd Whitley is the right advisor for you? Invested Better is here to help.