Unclaimed
Todd Sylvester is a financial advisor who has been in the industry since April 1999. Todd is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since June 2014. Todd has previously worked for Morgan Stanley, Morgan Stanley & Co. Incorporated, and UBS Financial Services Inc. Todd is licensed to sell securities in 49 states. Todd also has a Series 65 license to advise clients on investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/16/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MINNEAPOLIS MN)
MN
06/01/2009 - 06/25/2014
MORGAN STANLEY (MINNEAPOLIS MN)
MN
01/23/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MINNEAPOLIS MN)
MN
04/19/1999 - 02/11/2009
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
IA
Issued 05/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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