Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Glenn Pollock is a financial professional with over 24 years of experience in the industry. Todd is currently registered as a Registered Representative and Investment Advisor Representative with Osaic Wealth, Inc. and is licensed in Florida and Texas. Todd has previously held positions at Stiefel, Nicolaus & Company, Incorporated, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., and Olde Discount Corporation. Todd's specialties include financial planning, pension consulting, and portfolio management for individuals and businesses. Todd holds the Series 7, Series 31, Series 52, Series 63 and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/10/2024 - Present
Osaic Wealth, Inc. (WEST PALM BEACH FL)
FL
01/07/2009 - 05/24/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (PALM BEACH GARDENS FL)
FL
01/01/2008 - 01/26/2009
WACHOVIA SECURITIES, LLC (BOYNTON BEACH FL)
FL
05/19/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BOYNTON BEACH FL)
MI
02/27/1996 - 07/17/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 03/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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