Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Williams is a securities professional with over 15 years of experience in the financial industry. Todd is currently registered with Orchard Securities, LLC and is licensed in 51 states. Todd has passed the Series 7, Series 22, Series 39, and the SIE exam. Todd was previously registered with Terra Capital Markets LLC, WNC Capital Corporation, ARI Financial Services, Inc., Burch & Company, Inc. and James Harold Goode, Jr.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/06/2016 - Present
Orchard Securities, LLC (Old Lyme CT)
NY
06/09/2011 - 11/16/2015
TERRA CAPITAL MARKETS LLC (NEW YORK NY)
CA
01/07/2010 - 06/09/2011
WNC CAPITAL CORPORATION (IRVINE CA)
CA
07/26/2006 - 12/18/2009
ARI FINANCIAL SERVICES, INC. (SAN CLEMENTE CA)
CA
05/25/2005 - 08/29/2006
BURCH & COMPANY, INC (SAN CLEMENTE CA)
CA
06/14/2004 - 05/31/2005
JAMES HAROLD GOODE, JR. (SAN CLEMENTE CA)
BC
Issued 07/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2008
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/11/2004
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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