Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Franklin Bracy is a financial advisor with over 30 years of experience in the financial services industry. Todd has been a registered representative of Wells Fargo Clearing Services, LLC since November 2013. Todd has a broad range of experience working with a wide range of clients, including individuals, businesses, and charitable organizations. Todd is dedicated to helping his clients achieve their financial goals and providing them with the highest level of personalized service. Prior to joining Wells Fargo, Todd was a registered representative at MESIROW FINANCIAL, INC. from 2001 to 2013, and at PRUDENTIAL SECURITIES INCORPORATED from 1992 to 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/19/2013 - Present
Wells Fargo Clearing Services, LLC (BARRINGTON IL)
IL
10/25/2001 - 12/02/2013
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
10/20/1992 - 11/07/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/27/1983 - 10/22/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1984
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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