Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Foley is a financial advisor with over six years of experience in the industry. Todd is a registered representative with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Todd holds the Series 7, Series 9, Series 10, Series 24 and Series 66 licenses. Todd has a broad range of experience and offers a variety of services, including portfolio management for individuals and businesses, financial planning, and pension consulting. Todd specializes in providing financial advice to individuals, corporations, and trusts. Todd is committed to providing his clients with personalized financial advice and guidance. Todd is also a domain name owner of swimadvisor.com.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/19/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
09/25/2017 - 03/09/2020
EDWARD JONES (Largo FL)
FL
04/10/2017 - 07/11/2017
EDWARD JONES (St Petersburg FL)
BOTH
Issued 04/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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