Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Daley is a registered representative at J.P. Morgan Securities LLC. Todd has been in the securities industry since 2004. Todd works in the DOWNERS GROVE, IL office. Todd is registered in 18 states. Todd has passed the Series 7, Series 63, and Series 66 exams. In addition to J.P. Morgan Securities LLC, Todd has worked for several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc. and Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
10/26/2020 - Present
J.p. Morgan Securities LLC (DOWNERS GROVE IL)
IL
02/05/2016 - 11/03/2020
CHARLES SCHWAB & CO., INC. (Orland Park IL)
IL
12/22/2012 - 01/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAK LAWN IL)
NY
05/17/2005 - 09/28/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/26/2004 - 05/17/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
IL
01/04/2002 - 10/01/2004
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NY
06/28/1999 - 02/15/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/28/1999 - 02/15/2001
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
11/25/1996 - 09/22/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BOTH
Issued 01/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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